-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAsSu2nCURAPsnCgwnPGqEV9uq5CVcUmpQocJQ3o8X+zoueprmnMbK9sjEESDu85 Oesq4LeenTeWSeQ5kOk71Q== 0000021847-02-000232.txt : 20020816 0000021847-02-000232.hdr.sgml : 20020816 20020816145851 ACCESSION NUMBER: 0000021847-02-000232 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020816 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44284 FILM NUMBER: 02741088 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE & FARNHAM INC /DE/ CENTRAL INDEX KEY: 0000799005 IRS NUMBER: 363447638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE S WACKER DR STREET 2: 35TH FL CITY: CHICAGL STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687700 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DR STREET 2: 35TH FL CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 riviera.txt 13G REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* RIVIERA HOLDINGS CORPORATION (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 769627100 (CUSIP Number) July 31, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) *The remainder of this page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act however, see the Notes). 13G CUSIP No. 769627100 1. Name of Reporting Person I.R.S. Identification No. of above person (entities only) STEIN ROE & FARNHAM INCORPORATED 04-3534424 2. Check the appropriate box if a member of a group (a) ----- (b) ----- 3. SEC USE ONLY 4. Citizenship or place of organization Delaware Corporation Number of shares beneficially owned by each reporting person with 5. Sole voting power -0- 6. Shared voting power -0- 7. Sole dispositive power -0- 8. Shared dispositive power -0- 9. Aggregate amount beneficially owned by each reporting person -0- shares 10. Check box if the aggregate amount in Row (9) excludes certain shares not applicable 11. Percent of class represented by amount in Row 9 0.0% 12. Type of Reporting Person IA Item 1(a). Name of Issuer: RIVIERA HOLDINGS CORPORATION Item 1(b). Address of Issuer's Principal Executive Office: 2901 Las Vegas Boulevard, South Las Vegas, NV 89109 Item 2(a). Name of Person Filing: Stein Roe & Farnham Incorporated Item 2(b). Address of Principal Business Office: One South Wacker Drive Chicago, IL 60606 Item 2(c). Citizenship: Delaware Corporation Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number 769627100 Item 3. If this statement is filed pursuant to Sec. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (e) [XX] An investment adviser in accordance with Sec. 240.13d-1(b)(1)(ii)(E) Item 4. Ownership: (a) Amount beneficially owned: 0 shares (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 shares (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition: 0 shares (iv) shared power to dispose or to direct the disposition: -0- Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 16, 2002 By: /s/ Jean Loewenberg Jean Loewenberg Secretary -----END PRIVACY-ENHANCED MESSAGE-----